Securities Brokerage Business >>

  Type Title Section See document Status Notified Date Effective Date
1. Ministerial regulations    26/09/1996 04/10/1996
2. Notification of the Securities and Exchange Commission   39/2540 (Synopsis)   05/11/1997
3. Notification of the Office of the Securities and Exchange Commission  SorThor 42/2540 Operations Relating to Lending of Money for Purchasing Securities and Lending of Securities to Non-Institutional Clients for Making Short Sale (Synopsis)   04/12/1997 01/01/1998
4. Circular   15/2542    04/06/1999